Business Areas
Equity Capital Markets

Equity capital markets — independent structuring advice.

IPOs, follow-ons, blocks and equity-linked — coordinated end-to-end and, where regulation requires, executed alongside locally licensed brokers.

Overview

Apeltrys Advisors advises issuers on equity capital markets transactions across major venues. We sit on the company's side of the table: sizing, structure, syndicate selection, marketing strategy and pricing dialogue.

Execution of public offerings requires a licensed underwriter or broker-dealer. Apeltrys is not a placement agent — we partner with locally regulated institutions to execute, while retaining the structural advisory mandate. The result is independent structural advice combined with proper regulated execution.

Capabilities
  • Initial public offerings (IPOs) — readiness, structuring and syndicate strategy
  • Follow-on offerings, accelerated bookbuilds and block trades
  • Equity-linked: convertibles, mandatory convertibles, exchangeables
  • Rights issues, private placements (PIPEs) and crossover rounds
  • Listing venue analysis (NYSE, Nasdaq, B3, LSE, Euronext, TASE)
  • Investor relations strategy through pricing and aftermarket
Our approach

We advise the issuer, not the syndicate. That separation lets us push back on pricing, allocation and structure decisions that would otherwise default to the placement banks' commercial interests.

Our proprietary investor coverage informs syndicate selection and targeted marketing — every name on a roadshow is there for a reason.

Regulated partnerships

Equity offerings are executed alongside locally regulated partners: in the United States, broker-dealers registered with FINRA and SEC; in Brazil, institutions authorised by CVM, Bacen and Anbima. Apeltrys remains the issuer's adviser on structure, pricing and syndicate strategy throughout.

When clients engage us
  • Preparing for an IPO and selecting the underwriter syndicate
  • Considering a follow-on, block trade or convertible issuance
  • Evaluating cross-border or dual listings
  • Structuring a PIPE or crossover round ahead of a public listing
Discuss a mandate

Speak with a senior banker in confidence.